401(k) Fiduciary Responsibilities in the Workplace
Last Updated 04/2026
English
30-Day Money Back Guarantee
Full Lifetime Access
Finish in
18 min! Run Time
18 min! Run Time
Made for for
Employees
and
Supervisors
Employees
and
Supervisors
Certificate
of Completion
of Completion
Mobile -
Friendly
Access
Friendly
Access
What you'll learn
Duty of Loyalty
Duty of Prudence
The Duty of Diversification
Duty to follow Plan Documents
Duty of Fee Transparency and Reasonableness
Duty to Communicate
Duty to Compliance Regulations
Delegation
Hiring Service Providers
Monitoring Actions
Key Words
Description
Managing a workplace 401(k) plan carries serious legal weight, and the people who oversee it are held to strict fiduciary standards under ERISA.
What this course covers:
- Who qualifies as a 401(k) fiduciary and what the role means
- The duties of loyalty, prudence, and diversification
- Overseeing plan fees and expenses
- Selecting and monitoring service providers
- Meeting ongoing ERISA compliance obligations
Ideal for plan sponsors, HR teams, and administrators responsible for retirement benefits.
System Requirements
See System Requirements in the Coggno Knowledge Base
401(k) Fiduciary Responsibilities in the Workplace
401(k) Fiduciary Responsibilities in the Workplace
Frequently Asked Questions
This course is designed for employees and supervisors who need to complete 401(k) Fiduciary Responsibilities in the Workplace training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 18 minutes to complete and can be paused and resumed at any time.
Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
